CAREER
An experienced Legal, Compliance & Ops professional; UK solicitor with current practising certificate; founder of Monterey Funds Club; significant expertise in transactions and advising both in-house and in private practice in the UK and internationally over 40 years career; exposure to different business cultures and jurisdictions from working and living in Edinburgh, London and Geneva.
EDUCATION AND PROFESSIONAL QUALIFICATIONS
- Admitted as Solicitor 1987
- Admitted as Notary Public 1987
- Diploma in Legal Practice 1985 (Strathclyde University, Glasgow)
- LL.B. degree 1984 (University of Dundee)
- M.A. (Honours) (Accountancy & Economics) 1982 (University of Dundee)
EXPERIENCE (INVESTMENT FUNDS)
- Held General Counsel roles in 3 global investment managers
- Held Board positions in investment fund managers
- Current/previous FCA senior manager registrations – SMF16 & SMF17
- Compliance skills – monitoring, advising, training and reporting
- Legal skills – research, analysis, advising and problem-solving
- Specialist in law and industry practice relating to asset management and investment funds, on-shore and offshore
OTHER EXPERIENCE
- 10 years track record in transaction management of corporate finance deals
- Acted as COO in launch and early stages of London based Hedge Fund
- Acted as Head of Product Management in Swiss private bank
- Experienced in advising on AML rules and global sanctions checks
- Knowledgeable in GDPR documentation and best practice
CONTACTS
- email@email.com
- +12 34567890
Monterey Funds Club
Copyright © 2018
Copyright © 2018